ChipFind - документация

Электронный компонент: XRT7288IW

Скачать:  PDF   ZIP
;57
&(37
/LQH ,QWHUIDFH
5HY
.
(;$5 &RUSRUDWLRQ .DWR 5RDG )UHPRQW &$ < < )$;
0D\
%&#$
- )XOO\ ,QWHJUDWHG 0ELWVV /LQH ,QWHUIDFH
- ,QWHQGHG )RU 8VH ,Q 6\VWHPV 7KDW 0XVW &RPSO\
:LWK &&,77 6SHFLILFDWLRQV * * ,
* * *
- 3LQ6HOHFWDEOH : RU : 2SHUDWLRQ
- 0RQROLWKLF &ORFN 5HFRYHU\
- /RZ 3RZHU 'LVVLSDWLRQ
P: IRU : 7ZLVWHG 3DLU 7\SLFDO
P: IRU : &RD[LDO 7\SLFDO
- 0LQLPDO ([WHUQDO &LUFXLWU\ 5HTXLUHG
- 5REXVW )UHTXHQF\ $FTXLVLWLRQ3KDVH/RFNHG /RRS
- 3LQ6HOHFWDEOH +'% (QFRGHU DQG 'HFRGHU
- /RRSEDFN 0RGHV IRU )DXOW ,VRODWLRQ
- 0XOWLSOH /LQN6WDWXV DQG $ODUP )HDWXUHV
- 6LQJOH5DLO'XDO5DLO ,QWHUIDFH
*(1(5$/ '(6&5,37,21
7KH ;57 &(37 /LQH ,QWHUIDFH LV DQ LQWHJUDWHG
FLUFXLW WKDW SURYLGHV D 0ELWVV OLQH LQWHUIDFH WR HLWKHU
WZLVWHGSDLU RU FRD[LDO FDEOH DV VSHFLILHG LQ &&,77
UHTXLUHPHQWV * * , * DQG *
* 7KH GHYLFH SHUIRUPV UHFHLYH SXOVH UHJHQHUDWLRQ
WLPLQJ UHFRYHU\ DQG WUDQVPLW SXOVH GULYLQJ IXQFWLRQV 7KH
;57 GHYLFH LV PDQXIDFWXUHG E\ XVLQJ ORZSRZHU
&026 WHFKQRORJ\ DQG LV DYDLODEOH LQ D SLQ SODVWLF ',3
RU LQ D SLQ SODVWLF 62- SDFNDJH IRU VXUIDFH PRXQWLQJ
7KH ;57 GHYLFH LV IXQFWLRQDOO\ FRPSDWLEOH ZLWK WKH
/&% GHYLFH
7KH GLJLWDO FLUFXLWU\ LV VKRZQ LQ
)LJXUH WKH DQDORJ FLUFXLWU\ LV VKRZQ LQ )LJXUH
25'(5,1* ,1)250$7,21
3DUW 1R
3DFNDJH
2SHUDWLQJ
7HPSHUDWXUH 5DQJH
;57,3
/HDG 0LO 3',3
GG& WR GG&
;57,:
/HDG 0LO -HGHF 62-
GG& WR GG&
;57
5HY
%OXH
6LJQDO
$,6
*HQHUDWRU
/RVV 2I
&ORFN
'HWHFWLRQ
%OXH $,6 6LJQDO
*HQHUDWRU
%LSRODU
9LRODWLRQ
'HWHFWLRQ
'XDO 7R
6LQJOH
5DLO
&RQYHUWHU
6LQJOHWR
'XDO
5DLO
&RQYHUWHU
+'%
&RGH
9LRODWLRQ
'HWHFWLRQ
+'%
(QFRGHU
7UDQVPLW
5HFHLYH
+'%
'HFRGHU
65'5
+'%71'$7$
6' /26 /3
/2&
/3
+'%71'$7$
5%& 65'5
)/0
5'$7$
53'$7$
9,2
51'$7$
5&ON
7'$7$
73'$7$
+'%
71'$7$
7&ON
$OO $QDORJ
)XQFWLRQV
2XWSXW
'ULYHUV
$QG
/RJLF
2XWSXW
'ULYHUV
$QG
/RJLF
*1'
*1'
$OO $QDORJ
)XQFWLRQV
*1'$
*1''
9
'
9
$
$/07
%&ON
7%&
/3
=6
5
7
5
7
08;
08;
08;
08;
08;
08;
08;
08;
08;
08;
08;
08;
08;
08;
08;
08;
08;
08;
08;
)LJXUH 'LJLWDO %ORFN 'LDJUDP
;57
5HY
3,1 &21),*85$7,21
/HDG 62- -HGHF
7
5
6'
*1'$
9
$
=6
7
9
'
/26
/2&
+'%71'$7$
9,251'$7$
5&ON
5'$7$53'$7$
7&ON
7'$7$73'$7$
5
/3
*1''
/3
1&
/3
)/0
$/07
65'5
5%&
%&ON
7%&
/HDG 3',3

































7
5
6'
*1'$
9
$
=6
7
9
'
5
*1''
1&
)/0
65'5
%&ON
/26
/2&
+'%71'$7$
9,251'$7$
5&ON
5'$7$53'$7$
7&ON
7'$7$73'$7$
/3
/3
/3
$/07
5%&
7%&
3,1 '(6&5,37,21
3LQ
6\PERO
7\SH
'HVFULSWLRQ
/26
2
/RVV RI 6LJQDO $FWLYH/RZ 7KLV SLQ LV FOHDUHG XSRQ ORVV RI WKH GDWD VLJQDO DW WKH UH
FHLYHU LQSXWV
/2&
2
/RVV RI &ORFN $FWLYH/RZ 7KLV SLQ LV FOHDUHG ZKHQ 6' DQG /26 LQGLFDWLQJ WKDW D
ORVV RI FORFN KDV RFFXUUHG :KHQ /2& QR WUDQVLWLRQV RFFXU RQ WKH 5&ON DQG RQ HLWKHU
5'$7$ IRU VLQJOHUDLO RU 53'$7$ DQG 51'$7$ IRU GXDOUDLO RSHUDWLRQ RXWSXWV $ YDOLG
FORFN PXVW EH SUHVHQW DW %&ON IRU WKLV IXQFWLRQ WR RSHUDWH SURSHUO\
+'%
71'$7$
,
+'% (QDEOH15DLO 7UDQVPLW 'DWD ,I 65'5 WKLV SLQ LV VHW WR LQVHUW DQ +'% VXE
VWLWXWLRQ FRGH RQ WKH WUDQVPLW VLGH DQG WR UHPRYH WKH VXEVWLWXWLRQ FRGH RQ WKH UHFHLYH VLGH ,I
65'5 WKLV SLQ LV XVHG DV WKH QUDLO WUDQVPLW LQSXW GDWD LQWHUQDO SXOOGRZQ LV LQFOXGHG
9,2
51'$7$
2
9LRODWLRQ15DLO 5HFHLYH 'DWD ,I 65'5 DQG +'% ELSRODU YLRODWLRQV RQ WKH UH
FHLYH VLGH LQSXW DUH GHWHFWHG FDXVLQJ 9,2 WR EH VHW LI +'% +'% FRGH YLRODWLRQV
FDXVH 9,2 WR EH VHW ,I 65'5 WKLV SLQ LV XVHG DV WKH QUDLO UHFHLYH RXWSXW GDWD
5&ON
2
5HFHLYH &ORFN 2XWSXW UHFHLYH FORFN VLJQDO WR WKH WHUPLQDO HTXLSPHQW
5'$7$
53'$7$
2
5HFHLYH 'DWD35DLO 5HFHLYH 'DWD ,I 65'5 WKLV SLQ LV XVHG IRU 0ELWVV XQLSR
ODU RXWSXW GDWD ZLWK D GXW\ F\FOH ,I 65'5 WKLV SLQ LV XVHG DV WKH SUDLO UHFHLYH
RXWSXW GDWD
7&ON
,
7UDQVPLW &ORFN ,QSXW FORFN VLJQDO 0+] F SSP
7'$7$
73'$7$
,
7UDQVPLW 'DWD35DLO 7UDQVPLW 'DWD ,I 65'5 WKLV SLQ LV XVHG DV 0ELWVV XQLSR
ODU LQSXW GDWD ,I 65'5 WKLV SLQ LV XVHG DV WKH SUDLO WUDQVPLW LQSXW GDWD
/3
,
/RRSEDFN (QDEOH $FWLYH/RZ 7KLV SLQ LV FOHDUHG IRU D IXOO ORFDO ORRSEDFN WUDQVPLW FRQ
YHUWHU RXWSXW WR UHFHLYH FRQYHUWHU LQSXW 0RVW RI WKH WUDQVPLW DQG UHFHLYH DQDORJ FLUFXLWU\ LV
H[HUFLVHG LQ WKLV ORRSEDFN LQWHUQDO SXOOXS LV LQFOXGHG
/3
,
/RRSEDFN (QDEOH $FWLYH/RZ 7KLV SLQ LV FOHDUHG IRU D UHPRWH ORRSEDFN ,Q ORRSEDFN
D KLJK RQ 7%& SLQ LQVHUWV WKH EOXH VLJQDO $,6 RQ WKH WUDQVPLW VLGH LQWHUQDO SXOOXS LV
LQFOXGHG
;57
5HY
3,1 '(6&5,37,21 &217'
3LQ
6\PERO
7\SH
'HVFULSWLRQ
/3
,
/RRSEDFN (QDEOH $FWLYH/RZ 7KLV SLQ LV FOHDUHG IRU D GLJLWDO ORFDO ORRSEDFN 2QO\ WKH
WUDQVPLW DQG UHFHLYH GLJLWDO VHFWLRQV DUH H[HUFLVHG LQ WKLV ORRSEDFN LQWHUQDO SXOOXS LV LQ
FOXGHG
$/07
,
$ODUP 7HVW (QDEOH $FWLYH/RZ 7KLV SLQ LV FOHDUHG IRUFLQJ /26 /2& DQG 9,2
IRU WHVWLQJ ZLWKRXW DIIHFWLQJ GDWD WUDQVPLVVLRQ LQWHUQDO SXOOXS LV LQFOXGHG
5%&
,
5HFHLYH %OXH &RQWURO 7KLV SLQ LV VHW WR LQVHUW WKH EOXH VLJQDO $,6 RQ WKH UHFHLYH VLGH LQ
WHUQDO SXOOGRZQ LV LQFOXGHG
7%&
,
7UDQVPLW %OXH &RQWURO 7KLV SLQ LV VHW WR LQVHUW WKH EOXH VLJQDO $,6 RQ WKH WUDQVPLW VLGH
7KLV FRQWURO KDV SULRULW\ RYHU D ORRSEDFN LI ERWK DUH RSHUDWHG LQWHUQDO SXOOGRZQ LV LQFOXGHG
%&ON
,
%OXH &ORFN %OXH FORFN $,6 LQSXW VLJQDO 0+] FSSP 7KLV FORFN FDQ EH LQGHSHQ
GHQW RI WKH WUDQVPLW FORFN
65'5
,
6LQJOH5DLO $FWLYH/RZ 'XDO5DLO 2SHUDWLRQ ,I 65'5 LQWHUQDO SXOOGRZQ LV LQ
FOXGHG VLQJOHUDLO RSHUDWLRQ LV VHOHFWHG LI 65'5 GXDOUDLO RSHUDWLRQ LV VHOHFWHG VHH
7DEOHV
)/0
,
)UDPHU /RJLF 0RGH ,I )/0 LQWHUQDO SXOOGRZQ LV LQFOXGHG ORJLF PRGH RSHUDWLRQ RF
FXUV ,I )/0 ORJLF PRGH RSHUDWLRQ RFFXUV VHH 7DEOHV
1&
1R &RQQHFWLRQ 7HVW SLQ IRU PDQXIDFWXULQJ SXUSRVHV RQO\ 7KLV SLQ PXVW EH OHIW IORDWLQJ RU
WLHG WR *1''
*1''
'LJLWDO *URXQG
5
2
7UDQVPLW %LSRODU 5LQJ 1HJDWLYH ELSRODU WUDQVPLW RXWSXW
9
'
9 'LJLWDO 6XSSO\ F
7
2
7UDQVPLW %LSRODU 7LS 3RVLWLYH ELSRODU WUDQVPLW RXWSXW
=6
,
,PSHGDQFH 6HOHFW 7KLV SLQ LV FOHDUHG IRU : FRD[LDO FDEOH RSHUDWLRQ DQG VHW IRU :
VKLHOGHG WZLVWHGSDLU RSHUDWLRQ LQWHUQDO SXOOGRZQ LV LQFOXGHG
9
$
9 $QDORJ 6XSSO\ F
*1'$
$QDORJ *URXQG
6'
,
6KXWGRZQ (QDEOH ,I WKLV SLQ LV KLJK D ORVVRIVLJQDO GHWHFWLRQ /26
IRUFHV /2& ORZ DQG FDXVHV WKH IROORZLQJ VHH 7DEOH
)RU VLQJOHUDLO RSHUDWLRQ 5&ON KLJK 5'$7$ ORZ
)RU GXDOUDLO ORJLF PRGH RSHUDWLRQ 5&ON KLJK 53'$7$ DQG 51'$7$ ORZ
)RU GXDOUDLO ORJLF PRGH RSHUDWLRQ 5&ON ORZ 53'$7$ DQG 51'$7$ KLJK LQWHUQDO SXOO
GRZQ LV LQFOXGHG
5
,
5HFHLYH %LSRODU 5LQJ 1HJDWLYH ELSRODU UHFHLYH LQSXW
7
,
5HFHLYH %LSRODU 7LS 3RVLWLYH ELSRODU UHFHLYH LQSXW
;57
5HY
(/(&75,&$/ &+$5$&7(5,67,&6
7HVW &RQGLWLRQV 7
G& WR G& 9
9 F
6\PERO
3DUDPHWHU
0LQ
7\S
0D[
8QLW
&RQGLWLRQV
/RJLF ,QWHUIDFH (OHFWULFDO &KDUDFWHULVWLFV
,QSXW 9ROWDJH
9
,/
/RZ
*1''
9
9
,+
+LJK
9
''
'
9
2XWSXW 9ROWDJH
9
2/
/RZ
*1''
9
P$ 6LQN
9
2+
+LJK
9
''
'
9
P$ 6RXUFH
&
,
,QSXW &DSDFLWDQFH
S)
&
/
/RDG &DSDFLWDQFH
S)
7UDQVPLWWHU 6SHFLILFDWLRQV
2XWSXW 3XOVH $PSOLWXGH
: =6
9
: =6
9
3XOVH :LGWK
QV
3RVLWLYH1HJDWLYH 3XOVH
,PEDODQFH
F
=HUR /HYHO
F
2XWSXW 7UDQVIRUPHU 7XUQV 5DWLR
5HFHLYHU 6SHFLILFDWLRQV
5HFHLYHU 6HQVLWLYLW\
9S
$OORZHG &DEOH /RVV DW %(5
1R ,QWHUIHUHQFH
G%
,QWHUIHULQJ 3%56 G%
G%
%HORZ 7UDQVPLWWHG 3%56
3//
G% %DQGZLGWK
N+]
3HDNLQJ
G%
,&2 )UHHUXQQLQJ )UHTXHQF\
(UURU
F
4908
'LJLWDO RXWSXWV GULYH SXUHO\ FDSDFLWLYH ORDGV WR IXOO RXWSXW OHYHOV 9
' *1''
3HUFHQWDJH RI WKH QRPLQDO SXOVH DPSOLWXGH
0HDVXUHG DW 7 5 9 SHDNWR]HUR *1' UHIHUHQFH
7UDQVIHU FKDUDFWHULVWLFV LQSXW
$OO PHDVXUHPHQWV DUH ZLWK D PDWFKHGLPSHGDQFH WUDQVPLW LQWHUIDFH VHH )LJXUH DQG )LJXUH DQG ZLWK 9
RU *1' DSSOLHG WR
GLJLWDO LQSXW OHDGV
,QWHUQDO SXOOXS GHYLFHV DUH SURYLGHG RQ WKH IROORZLQJ LQSXW OHDGV /3 /3 /3 DQG $/07 ,QWHUQDO SXOOGRZQ GHYLFHV DUH SURYLGHG
RQ WKH IROORZLQJ OHDGV 6' 5%& +'%71'$7$ 7%& 65'5 )/0 DQG =6 7KH LQWHUQDO SXOOXS RU SXOOGRZQ GHYLFHV UHTXLUH WKH
LQSXW WR VRXUFH RU VLQN WR EH QR PRUH WKDQ 2$
6SHFLILFDWLRQV DUH VXEMHFW WR FKDQJH ZLWKRXW QRWLFH
;57
#0;
(/(&75,&$/ &+$5$&7(5,67,&6
&217'
6\PERO
3DUDPHWHU
0LQ
7\S
0D[
8QLW
&RQGLWLRQV
5HFHLYHU 6SHFLILFDWLRQV &RQWG
,QSXW 7UDQVIRUPHU 7XUQV 5DWLR
,QSXW 5HVLVWDQFH 5, RU 7, (DFK
,QSXW WR *URXQG
N:
-LWWHU +]N+]
5HFHLYH 3OXV 7UDQVPLW
-LWWHU DW 75
8, SHDNWRSHDN
7UDQVPLW -LWWHU DW 75
8, SHDNWRSHDN
3RZHU 'LVVLSDWLRQ
7$ GG& WR GG& 9
9 F
3RZHU 'LVVLSDWLRQ
3GLV
=6
P:
$OO V WUDQVPLW DQG
3GLV
=6
P:
UHFHLYH GDWD 9
9
3RZHU 'LVVLSDWLRQ
3GLV
=6
P:
$OO V WUDQVPLW DQG
3GLV
=6
P:
UHFHLYH GDWD 9
9
3RZHU 'LVVLSDWLRQ
3GLV
=6
P:
35%6 V WUDQVPLW DQG
3GLV
=6
P:
UHFHLYH GDWD 9
9
4908
'LJLWDO RXWSXWV GULYH SXUHO\ FDSDFLWLYH ORDGV WR IXOO RXWSXW OHYHOV 9
' *1''
3HUFHQWDJH RI WKH QRPLQDO SXOVH DPSOLWXGH
0HDVXUHG DW 7 5 9 SHDNWR]HUR *1' UHIHUHQFH
7UDQVIHU FKDUDFWHULVWLFV LQSXW
$OO PHDVXUHPHQWV DUH ZLWK D PDWFKHGLPSHGDQFH WUDQVPLW LQWHUIDFH VHH )LJXUH DQG )LJXUH DQG ZLWK 9
RU *1' DSSOLHG WR
GLJLWDO LQSXW OHDGV
,QWHUQDO SXOOXS GHYLFHV DUH SURYLGHG RQ WKH IROORZLQJ LQSXW OHDGV /3 /3 /3 DQG $/07 ,QWHUQDO SXOOGRZQ GHYLFHV DUH SURYLGHG
RQ WKH IROORZLQJ OHDGV 6' 5%& +'%71'$7$ 7%& 65'5 )/0 DQG =6 7KH LQWHUQDO SXOOXS RU SXOOGRZQ GHYLFHV UHTXLUH WKH
LQSXW WR VRXUFH RU VLQN WR EH QR PRUH WKDQ 2$
6SHFLILFDWLRQV DUH VXEMHFW WR FKDQJH ZLWKRXW QRWLFH
$%62/87( 0$;,080 5$7,1*6
'& 6XSSO\ 9ROWDJH 9
9 WR 9
3RZHU 'LVVLSDWLRQ 3GLV
P:
6WRUDJH 7HPSHUDWXUH 7VWJ
G& WR G&
0D[LPXP 9ROWDJH DQ\ SLQ ZLWK 5HVSHFW
WR 9
9
0LQLPXP 9ROWDJH DQ\ SLQ ZLWK 5HVSHFW WR *1'
9
0D[LPXP $OORZDEOH 9ROWDJHV
7 5 ZLWK 5HVSHFW WR *1'
9 WR 9
1RWH
6WUHVVHV LQ H[FHVV RI WKH $EVROXWH 0D[LPXP 5DWLQJV FDQ FDXVH SHUPDQHQW GDPDJH WR WKH GHYLFH 7KHVH DUH DEVROXWH VWUHVV UDWLQJV
RQO\ )XQFWLRQDO RSHUDWLRQ RI WKH GHYLFH LV QRW LPSOLHG DW WKHVH RU DQ\ RWKHU FRQGLWLRQV LQ H[FHVV RI WKRVH JLYHQ LQ WKH RSHUDWLRQ VHF
WLRQV RI WKH GDWD VKHHW ([SRVXUH WR $EVROXWH 0D[LPXP 5DWLQJV IRU H[WHQGHG SHULRGV FDQ DGYHUVHO\ DIIHFW GHYLFH UHOLDELOLW\
SLQ DVVLJQPHQW RUGHULQJ LQIRUPDWLRQ
;57
5HY
6<67(0 '(6&5,37,21
7KH ;57 GHYLFH LV D IXOO\ LQWHJUDWHG OLQH LQWHUIDFH
WKDW UHTXLUHV RQO\ WZR WUDQVIRUPHUV WKUHH LQSXW
WHUPLQDWLRQ
UHVLVWRUV
DQG
WZR
RXWSXW
LPSHGDQFHPDWFKLQJ UHVLVWRUV WR SURYLGH D ELGLUHFWLRQDO
OLQH LQWHUIDFH EHWZHHQ D 0ELWVV &(37 GDWDOLQN DQG
WHUPLQDO HTXLSPHQW 7\SLFDO DSSOLFDWLRQ GLDJUDPV DUH
VKRZQ LQ )LJXUH DQG )LJXUH IRU : FRD[LDO FDEOH
DQG : VKLHOGHG WZLVWHGSDLU RSHUDWLRQ UHVSHFWLYHO\
7KH FLUFXLW LV GLYLGHG LQWR WKUHH PDLQ EORFNV WUDQVPLW
FRQYHUWHU UHFHLYH FRQYHUWHU DQG ORJLF 7KH WUDQVPLW DQG
UHFHLYH FRQYHUWHUV SURFHVV LQIRUPDWLRQ VLJQDOV WKURXJK
WKH GHYLFH LQ WKH WUDQVPLW DQG UHFHLYH GLUHFWLRQV
UHVSHFWLYHO\ WKH ORJLF LV WKH FRQWURO DQG VWDWXV LQWHUIDFH
IRU WKH GHYLFH
)LJXUH DQG )LJXUH LQFOXGH D
PDWFKHGLPSHGDQFH WUDQVPLWLQWHUIDFH VHFWLRQ LQ RUGHU
WR PDWFK WKH RXWSXW LPSHGDQFH RI WKH WUDQVPLWWHU WR WKH
OLQH 6HH 7DEOH IRU WKH *&+377 VSHFLILFDWLRQV IRU
WUDQVPLWLQWHUIDFH UHWXUQ ORVV
7UDQVPLW
2XWSXW
7
5
:
7&ON
+'%71'$7$
7'$7$73'$7$
*1'$
*1''
;57
&(37
/LQH
,QWHUIDFH
=6
9
$
9
'
5&ON
9,251'$7$
5'$7$53'$7$
5HFHLYH
,QSXW
7
5
:
/RDG
:
7UDQVPLWWHG 'DWD
0DWFKHGLPSHGDQFH
7UDQVPLW ,QWHUIDFH
:
:
9
P)
:
5(&(,9( '$7$
)LJXUH 7\SLFDO $SSOLFDWLRQ 'LDJUDP IRU &RD[LDO (QYLURQPHQW
;57
5HY
7UDQVPLW
2XWSXW
7
5
:
7&ON
+'%71'$7$
7'$7$73'$7$
*1'$
*1''
;57
&(37
/LQH
,QWHUIDFH
=6
9
$
9
'
5&ON
9,251'$7$
5'$7$53'$7$
5HFHLYH
,QSXW
7
5
:
/RDG
:
7UDQVPLWWHG 'DWD
0DWFKHGLPSHGDQFH
7UDQVPLW ,QWHUIDFH
:
9
P)
:
5(&(,9( '$7$
:
)LJXUH 7\SLFDO $SSOLFDWLRQ 'LDJUDP IRU 6KLHOGHG 7ZLVWHG3DLU (QYLURQPHQW
,QWHUIDFH
0LQ
7\S
0D[
8QLWV
7UDQVPLW
N+] WR N+]
G%
N+] WR 0+]
G%
0+] WR 0+]
G%
5HFHLYH
N+] WR N+]
G%
N+] WR 0+]
G%
0+] WR 0+]
G%
7DEOH 5HWXUQ /RVV UHVLVWRU WROHUDQFH RQ WUDQVPLW VLGH RQ UHFHLYH VLGH
;57
5HY
7UDQVPLW &RQYHUWHU
7KH OLQHLQWHUIDFH WUDQVPLVVLRQ IRUPDW LV UHWXUQWR]HUR
ELSRODU DOWHUQDWH PDUN LQYHUVLRQ $0, UHTXLULQJ
WUDQVPLVVLRQ DQG VHQVLQJ RI DOWHUQDWHO\ SRVLWLYH DQG
QHJDWLYH SXOVHV 7KH WUDQVPLW FRQYHUWHU DFFHSWV XQLSRODU
GDWD DQG FORFN DQG FRQYHUWV WKH VLJQDO WR D EDODQFHG
ELSRODU GDWD VLJQDO %LQDU\ V LQ WKH GDWD VWUHDP EHFRPH
SXOVHV RI DOWHUQDWLQJ SRODULW\ WUDQVPLWWHG EHWZHHQ WKH WZR
RXWSXW UDLOV 7 DQG 5 %LQDU\ V DUH WUDQVPLWWHG DV QXOO
SXOVHV
7KH RXWSXW SXOVH ZDYHIRUP LV QRPLQDOO\ UHFWDQJXODU 7KH
SXOVHV DUH SURGXFHG E\ D KLJKVSHHG '$ FRQYHUWHU DQG
DUH GULYHQ RQWR WKH OLQH E\ ORZLPSHGDQFH RXWSXW EXIIHUV
7KH SRVLWLYH DQG QHJDWLYH SXOVHV PHHW &&,77
VSHFLILFDWLRQ * WHPSODWH UHTXLUHPHQWV
7KH
QRUPDOL]HG SXOVH WHPSODWH LV VKRZQ LQ )LJXUH $ EORFN
GLDJUDP RI WKH DQDORJ FLUFXLWU\ LV VKRZQ LQ )LJXUH
7KH FORFN PXOWLSOLHU VKRZQ LQ )LJXUH XVHV D
SKDVHORFNHG ORRS 3// WR SURGXFH WKH KLJKVSHHG
WLPLQJ ZDYHIRUPV QHHGHG WR SURGXFH D ZHOOFRQWUROOHG
SXOVH ZLGWK 7KH FORFN PXOWLSOLHU DOVR HOLPLQDWHV WKH QHHG
IRU WKH WLJKWO\FRQWUROOHG WUDQVPLW FORFN GXW\ F\FOH XVXDOO\
UHTXLUHG LQ GLVFUHWH LPSOHPHQWDWLRQV
7UDQVPLWWHU
VSHFLILFDWLRQV DUH VKRZQ LQ WKH (OHFWULFDO &KDUDFWHULVWLFV
WDEOH
)LJXUH &&,77 * 3XOVH 7HPSODWH
QV
QV
9
QV
QV
1RPLQDO SXOVH
QV
1RWH 9 FRUUHVSRQGV WR WKH QRPLQDO SHDN YDOXH
;57
#0;
)LJXUH ;57 $QDORJ %ORFN 'LDJUDP
$QDORJ
6LJQDO
'HWHFWRU
5HFHLYHU
$QDORJ
,QSXW
3'$7$
1'$7$
0
8
;
'DWD&ORFN
5HFRYHU\
53
51
5&ON
'LJLWDO
6LJQDO
'HWHFWRU
7UDQVPLW
DQG
5HFHLYH
/RJLF
7&ON
73
71
&ORFN
0XOWLSOLHU
7LPLQJ
6LJQDOV
+LJK 6SHHG
'$
=6
7UDQVPLW
2XWSXW
'ULYHUV
7
5
7
5
5'$7$53'$7$
9,251'$7$
5&ON
7'$7$73'$7$
+'%71'$7$
7&ON
/3
/26
6'
5(&(,9( &219(57(5
7KH UHFHLYH FRQYHUWHU DFFHSWV ELSRODU LQSXW VLJQDOV 7
5 ZLWK D PD[LPXP RI G% ORVV DW N+] WKURXJK WKH
LQWHUFRQQHFWLRQ FDEOH 7KH UHFHLYHG VLJQDO LV UHFWLILHG
ZKLOH WKH DPSOLWXGH DQG ULVH WLPH DUH UHVWRUHG 7KHVH
LQSXW VLJQDOV DUH SHDNGHWHFWHG DQG VOLFHG E\ WKH UHFHLYHU
IURQW HQG SURGXFLQJ WKH GLJLWDO VLJQDOV 3'$7$ DQG
1'$7$ VHH )LJXUH 5HFHLYH GHFLVLRQ OHYHOV DUH
DXWRPDWLFDOO\ DGMXVWHG WR EH RI SHDNWR]HUR VLJQDO
OHYHOV 7KH WLPLQJ LV H[WUDFWHG E\ PHDQV RI 3// FLUFXLWU\
WKDW ORFNV DQ LQWHUQDO IUHHUXQQLQJ FXUUHQWFRQWUROOHG
RVFLOODWRU ,&2 WR WKH 0+] FRPSRQHQW
7KH 3// HPSOR\V D VWDWH SKDVH GHWHFWRU DQG D
ORZYROWDJHWHPSHUDWXUH FRHIILFLHQW ,&2
7KH ,&2
IUHHUXQQLQJ IUHTXHQF\ LV WULPPHG WR ZLWKLQ F RI WKH
GDWD UDWH DW ZDIHU SUREH ZLWK 9
''
9 DQG 7$ G&
)RU DOO RSHUDWLQJ FRQGLWLRQV VHH 2SHUDWLQJ &RQGLWLRQV
VHFWLRQ WKH IUHHUXQQLQJ RVFLOODWRU IUHTXHQF\ GHYLDWHV
IURP WKH GDWD UDWH E\ OHVV WKDQ F DOOHYLDWLQJ WKH
SUREOHP RI KDUPRQLF ORFN
)RU UREXVW RSHUDWLRQ WKH 3// LV DXJPHQWHG ZLWK D
IUHTXHQF\DFTXLVLWLRQ FDSDELOLW\ 7KLV IHDWXUH GHWHFWV LI
WKH UHFRYHUHG 3// FORFN 5&ON GHYLDWHV E\ PRUH WKDQ
LQ IUHTXHQF\ IURP D 0+] UHIHUHQFH
FORFN ZKLFK PXVW EH SURYLGHG DW %&ON ,I WKH 5&ON
IUHTXHQF\ LV QRW ZLWKLQ WKH SUHVFULEHG UDQJH RI WKH %&ON
IUHTXHQF\ WKH ;57 GHYLFH HQWHUV D WUDLQLQJ PRGH LQ
ZKLFK UHFHLYH LQSXW GDWD LV GLVFRQQHFWHG IURP WKH 3//
DQG WKH 5&ON IUHTXHQF\ LV VWHHUHG WR HTXDO WKH %&ON
IUHTXHQF\ $IWHU IUHTXHQF\ DFTXLVLWLRQ LV FRPSOHWHG WKH
3// UHFRQQHFWV WR UHFHLYH LQSXW GDWD WR DFTXLUH SURSHU
SKDVHORFN DQG WLPLQJ RI 5&ON ZLWK UHVSHFW WR WKH
LQFRPLQJ 7 5 GDWD 9DOLG GDWD LV DYDLODEOH ZKHQ SURSHU
SKDVHORFN KDV EHHQ DFKLHYHG
7KH IUHTXHQF\ DFTXLVLWLRQ FLUFXLWU\ LV LQWHQGHG WR DYRLG
LPSURSHU KDUPRQLF ORFNLQJ GXULQJ VWDUWXS VLWXDWLRQV
VXFK DV SRZHUXS RU GDWD LQWHUUXSWLRQ
2QFH WKH
;57 GHYLFH LV SKDVHORFNHG WR GDWD WKH
IUHTXHQF\DFTXLVLWLRQ PRGH ZLOO QRW EH DFWLYDWHG
;57
#0;
$ FRQWLQXRXV LH XQJDSSHG XQVZLWFKHG 0+]
UHIHUHQFH FORFN PXVW EH SUHVHQW DW %&ON WR HQDEOH WKH
IUHTXHQF\DFTXLVLWLRQ FLUFXLWU\ +RZHYHU WKH UHFHLYH 3//
ZLOO RSHUDWH HYHQ LQ WKH DEVHQFH RI D 0+] FORFN DW
%&ON 7KH 0+] FORFN DW 7&ON FDQ DOVR EH XVHG WR
SURYLGH WKH 0+] UHIHUHQFH DW %&ON
%HFDXVH WKH FORFN RXWSXW RI WKH UHFHLYH FRQYHUWHU LV
GHULYHG IURP WKH ,&2 D IUHHUXQQLQJ FORFN FDQ EH SUHVHQW
DW WKH RXWSXW RI WKH UHFHLYH FRQYHUWHU ZLWKRXW GDWD EHLQJ
SUHVHQW DW WKH LQSXW $ VKXWGRZQ SLQ 6' LV SURYLGHG WR
EORFN WKLV FORFN LI GHVLUHG WR HOLPLQDWH WKH IUHHUXQQLQJ
FORFN XSRQ ORVV RI WKH LQSXW VLJQDO
%RWK DQDORJ DQG GLJLWDO PHWKRGV RI ORVV RI VLJQDO
GHWHFWLRQ DUH XVHG LQ WKH ;57 GHYLFH 7KH DQDORJ
VLJQDO GHWHFWRU VKRZQ LQ )LJXUH XVHV WKH RXWSXW RI WKH
UHFHLYHU SHDN GHWHFWRU WR GHWHUPLQH LI D VLJQDO LV SUHVHQW
DW 7 DQG 5 ,I WKH LQSXW DPSOLWXGH GURSV EHORZ 9
W\SLFDO WKH DQDORJ GHWHFWRU RXWSXW EHFRPHV DFWLYH
$QDORJ ORVVRIVLJQDO LV UHJLVWHUHG DW PRVW VHYHUDO
PLOOLVHFRQGV DIWHU D GURS LQ VLJQDO OHYHO GHSHQGLQJ RQ D
YDULHW\ RI IDFWRUV VXFK DV LQLWLDO VLJQDO DPSOLWXGH
+\VWHUHVLV P9 W\SLFDO LV SURYLGHG LQ WKH DQDORJ
GHWHFWRU WR HOLPLQDWH /26 FKDWWHULQJ 7KH GLJLWDO VLJQDO
GHWHFWRU FRXQWV V LQ WKH UHFRYHUHG GDWD ,I PRUH WKDQ
FRQVHFXWLYH V RFFXU WKH GLJLWDO VLJQDO GHWHFWRU EHFRPHV
DFWLYH ,Q QRUPDO RSHUDWLRQ WKH GHWHFWRU RXWSXWV DUH
25HG WRJHWKHU WR IRUP /26 KRZHYHU LQ ORRSEDFN RQO\
WKH GLJLWDO VLJQDO GHWHFWRU LV XVHG WR PRQLWRU WKH ORRSHG
VLJQDO 7DEOH GHVFULEHV WKH RSHUDWLRQ RI WKH VKXWGRZQ
/26 DQG /2& IXQFWLRQV LQ QRUPDO RSHUDWLRQ DQG LQ
ORRSEDFN
7KH 3// LV GHVLJQHG WR DFFRPPRGDWH ODUJH DPRXQWV RI
LQSXW MLWWHU ZLWK KLJK SRZHU VXSSO\ UHMHFWLRQ IRU RSHUDWLRQ LQ
QRLV\ HQYLURQPHQWV /RZ MLWWHU VHQVLWLYLW\ WR SRZHU VXSSO\
QRLVH DOORZV FRPSDFW OLQHFDUG OD\RXWV WKDW HPSOR\ PDQ\
OLQH LQWHUIDFHV RQ RQH ERDUG 7KH PLQLPXP LQSXW MLWWHU
WROHUDQFH DV VSHFLILHG LQ &&,77 VSHFLILFDWLRQ * DQG
WKH PHDVXUHG ;57 GHYLFH MLWWHU WROHUDQFH DUH VKRZQ
LQ )LJXUH 5HFHLYHU VSHFLILFDWLRQV DUH VKRZQ RQ SDJH
7KH ;57 GHYLFH VDWLVILHV WKH &&,77 MLWWHU WUDQVIHU
IXQFWLRQ UHTXLUHPHQW RI UHFRPPHQGDWLRQV * *
VHH )LJXUH
,QSXWV
2XWSXWV
5HFHLYH 6LGH
/3
6'
$/07
,QSXW 6LJQDO
DW 7 5
/RRSEDFN
6LJQDO
/26 /2&
5HFHLYH
'DWD
5&ON
$FWLYH /26
'HWHFWRUV
$FWLYH
[
1RUPDO
1RUPDO
$QDORJ 'LJLWDO
1R 6LJQDO
[
/RZ
)UHHUXQQLQJ
,&2
$QDORJ 'LJLWDO
$FWLYH
[
1RUPDO
1RUPDO
$QDORJ 'LJLWDO
1R 6LJQDO
[
/RZ
+LJK
$QDORJ 'LJLWDO
[
$FWLYH
1RUPDO /RRSEDFN 1RUPDO /RRSEDFN
'LJLWDO 2QO\
[
1R 6LJQDO
/RZ
)UHHUXQQLQJ
,&2
'LJLWDO 2QO\
[
$FWLYH
1RUPDO /RRSEDFN 1RUPDO /RRSEDFN
'LJLWDO 2QO\
[
1R 6LJQDO
/RZ
+LJK
'LJLWDO 2QO\
[
[
[
[
8QDIIHFWHG
8QDIIHFWHG
[
1RWHV
7KHVH YDOXHV DSSO\ IRU VLQJOHUDLO RU GXDOUDLOORJLF PRGH )RU GXDOUDLOORJLF PRGH DOO ORJLFOHYHO RXWSXWV H[FHSW IRU ORRSHG
EDFN GDWD DUH WKH LQYHUVH RI WKDW VKRZQ DERYH
$FWLYDWHG E\ DQDORJ ORVVRIVLJQDO /26 GHWHFWLRQ
'LJLWDO /26 GHWHFWLRQ IRUFHV UHFHLYH GDWD ORZ $QDORJ /26 GHWHFWLRQ PHUHO\ IRUFHV UHFHLYH GDWD WR VWRS WUDQVLWLRQV UHFHLYH GDWD
ZLOO EH IRUFHG HLWKHU KLJK RU ORZ ZLWK DQDORJ /26 GHWHFWLRQ
$OOV ORRSHG EDFN GDWD QR +'% RSHUDWLRQ 6XIILFLHQWO\ VSDUVH ORRSHG EDFN GDWD QRW +'% HQFRGHG DOVR FDXVHV WKH UHFHLYH
,&2 WR IUHH UXQ WKHUHIRUH SURSHUO\ WLPHG ORRSEDFN GDWD LV QRW JXDUDQWHHG
7DEOH 6KXWGRZQ /26 DQG /2& 7UXWKa7DEOH
[ GRQW FDUH
;57
5HY
N
N
N
N
N
.
* 6SHFLILFDWLRQ
;57 0HDVXUHG 3HUIRUPDQFH
%(5 (
-LWWHU )UHTXHQF\ +]
,QSXW
-LWWHU
$PSOLWXGH
8,
3HDNWR3HDN
490 0HDVXUHPHQW FRQGLWLRQV UDQGRP GDWD 7$ GG& 9
9
G% FDEOH ORVV %&ON FORFN SUHVHQW
-LWWHU
-LWWHU
-LWWHU
-LWWHU
)UHTXHQF\ $PSOLWXGH )UHTXHQF\ $PSOLWXGH
N+]
8, SS
N+]
8, SS
)LJXUH 5DQGRP ,QSXW 'DWD -LWWHU 7ROHUDQFH +'% (QFRGHG
)LJXUH 5HFHLYH -LWWHU 7UDQVIHU )XQFWLRQ
)UHTXHQF\ N+]
/RJ
-287-,1
G%
1RWH (TXLYDOHQW ELQDU\ FRQWHQW RI LQSXW VLJQDO
-LWWHU LQSXW DPSOLWXGH 8, SHDNWRSHDN
;57
0HDVXUHG
3HUIRUPDQFH
. G%
G%'HFDGH
. G%
** 6SHFLILFDWLRQ
;57
#0;
'LJLWDO /RJLF
7KH ORJLF SURYLGHV DODUPV RSWLRQDO +'% FRGLQJ EOXH
VLJQDO $,6 LQVHUWLRQ FLUFXLWV DQG PDLQWHQDQFH
ORRSEDFNV
,W DOVR RSWLRQDOO\ SHUIRUPV GXDOUDLO WR
VLQJOHUDLO FRQYHUVLRQ RI WKH GDWD DQG SURYLGHV DQ
DOWHUQDWH ORJLF SRODULW\ ORJLF PRGH LQ GXDOUDLO PRGH IRU
UHFHLYH FORFN DQG UHFHLYH DQG WUDQVPLW GDWD
6LQJOH5DLO'XDO5DLO ,QWHUIDFH DQG $OWHUQDWH /RJLF
0RGH
7KH ;57 GHYLFH VXSSRUWV HLWKHU VLQJOHUDLO RU
GXDOUDLO RSHUDWLRQ E\ VHWWLQJ WKH FRQWURO SLQ 65'5 ,Q
WKH VLQJOHUDLO PRGH 65'5 WKH ;57 UHFHLYHU
FRQYHUWV ELSRODU LQSXW VLJQDOV 7 5 WR D XQLSRODU RXWSXW
VLJQDO RQ 5'$7$ 7KH ;57 WUDQVPLWWHU FRQYHUWV D
XQLSRODU LQSXW VLJQDO RQ 7'$7$ WR D EDODQFHG ELSRODU GDWD
VLJQDO RQ SLQV 7 DQG 5 ,I GHVLUHG WKH +'% FRQWURO SLQ
FDQ EH XVHG WR VHW +'% HQFRGLQJGHFRGLQJ 9LRODWLRQ
LQIRUPDWLRQ LV DYDLODEOH RQ RXWSXW SLQ 9,2
,Q WKH GXDOUDLO PRGH 65'5 WKH ;57 UHFHLYHU
FRQYHUWV ELSRODU LQSXW VLJQDOV 7 5 WR SUDLO DQG QUDLO
QRQUHWXUQWR]HUR RXWSXW GDWD RQ SLQV 53'$7$ DQG
51'$7$ UHVSHFWLYHO\
7KH ;57 WUDQVPLWWHU
FRQYHUWV QRQUHWXUQWR]HUR SUDLO DQG QUDLO LQSXW GDWD RQ
SLQV 73'$7$ DQG 71'$7$ UHVSHFWLYHO\ WR D EDODQFHG
ELSRODU GDWD VLJQDO RQ SLQV 7 DQG 5 ,Q WKH GXDOUDLO
PRGH +'% HQFRGLQJGHFRGLQJ DQG ELSRODU YLRODWLRQ
RXWSXW IXQFWLRQV DUH XQDYDLODEOH
,Q WKH GXDOUDLO PRGH DQ DOWHUQDWHORJLF SRODULW\ PRGH LV
DYDLODEOH YLD FRQWURO SLQ )/0 ,I )/0 WKH ;57
GHYLFH RSHUDWHV LQ ORJLF PRGH 5&ON LV LQYHUWHG ZLWK
UHVSHFW WR ORJLF PRGH DQG LQSXW DQG RXWSXW GDWD
73'$7$ 71'$7$ 53'$7$ DQG 51'$7$ DUH
DFWLYHORZ VHH )LJXUHV
,QWHUQDO SXOOGRZQV RQ VLJQDOV 65'5 DQG )/0 VHW
GHIDXOW RSHUDWLRQ WR VLQJOHUDLO ORJLF PRGH VHH 7DEOH
)/0
65'5
6LQJOH'XDO5DLO
/RJLF 0RGH
6LQJOH
'XDO
;
;
'XDO
1RWHV
'HIDXOW RSHUDWLRQ LGHQWLFDO ZLWK /&% LI ERWK SLQV DUH XQFRQQHFWHG
; LOOHJDO RSWLRQ
7DEOH 5DLO ,QWHUIDFH DQG /RJLF 0RGH 2SWLRQV
3LQ
1DPH
)XQFWLRQ
+'%71'$7
+'% (QDEOH
9,251'$7$
9,2 9LRODWLRQ
5'$7$53'$7$
5'$7$ 5HFHLYH 'DWD
7'$7$73'$7$
7'$7$ 7UDQVPLW 'DWD
7DEOH 6LQJOH5DLO 2SHUDWLRQ 'HIDXOW 6WDWH 65'5 RU OHIW XQFRQQHFWHG LQWHUQDO SXOOGRZQ FLUFXLWU\
3LQ
1DPH
)XQFWLRQ
+'%71'$7$
1UDLO 7UDQVPLW ,QSXW 'DWD
9,251'$7$
1UDLO 5HFHLYH 2XWSXW 'DWD
5'$7$53'$7$
3UDLO 5HFHLYH 2XWSXW 'DWD
7'$7$73'$7$
3UDLO 7UDQVPLW ,QSXW 'DWD
7DEOH 'XDO5DLO 2SHUDWLRQ 65'5
;57
5HY
$ODUPV
$Q LQGHSHQGHQW ORVVRIFORFN /2& RXWSXW LV SURYLGHG VR
WKDW ORVV RI FORFN LV GHWHFWHG ZKHQ WKH VKXWGRZQ RSWLRQ LV
LQ HIIHFW /26 DQG /2& FDQ EH ZLUH25HG WR SURGXFH D
VLQJOH DODUP
$ ELSRODU YLRODWLRQ RXWSXW LV LQFOXGHG LI +'% JLYLQJ DQ
DODUP 9,2 HDFK WLPH D YLRODWLRQ RFFXUV WZR RU PRUH
VXFFHVVLYH V RQ D UDLO 7KH YLRODWLRQ DODUP RXWSXW LV
KHOG LQ D ODWFK IRU RQH F\FOH RI WKH LQWHUQDO FORFN 5&ON ,Q
WKH +'% PRGH +'% FRGH YLRODWLRQV DUH GHWHFWHG DQG
DQ DODUP LV SURGXFHG
$Q DODUP WHVW SLQ $/07 LV SURYLGHG WR WHVW WKH DODUP
RXWSXWV /26 /2& DQG 9,2 &OHDULQJ WKLV SLQ IRUFHV WKH
DODUP RXWSXWV WR WKH DODUP VWDWH ZLWKRXW DIIHFWLQJ GDWD
WUDQVPLVVLRQ
+'% 2SWLRQ
7KH ;57GHYLFH FRQWDLQV DQ +'% HQFRGHU DQG
GHFRGHU IRU VLQJOHUDLO PRGH RQO\ LH 6''5 WKDW
FDQ EH VHOHFWHG E\ VHWWLQJ WKH +'% SLQ 7KLV DOORZV WKH
HQFRGHU WR VXEVWLWXWH D ]HURVXEVWLWXWLRQ FRGH IRU IRXU
FRQVHFXWLYH V GHWHFWHG LQ WKH GDWD VWUHDP DV LOOXVWUDWHG
LQ 7DEOH $ 9 UHSUHVHQWV D YLRODWLRQ RI WKH +'% FRGH
DQG D % UHSUHVHQWV D ELSRODU SXOVH RI FRUUHFW SRODULW\
7KH GHFRGHU GHWHFWV WKH ]HURVXEVWLWXWLRQ FRGH DQG
UHLQVHUWV IRXU V LQ WKH GDWD VWUHDP
&DVH 3UHFHGLQJ PDUN KDV D SRODULW\ RSSRVLWH WKH
SRODULW\ RI WKH SUHFHGLQJ YLRODWLRQ DQG LV QRW D YLRODWLRQ
LWVHOI
&DVH 3UHFHGLQJ PDUN KDV D SRODULW\ WKH VDPH DV WKH
SRODULW\ RI WKH SUHFHGLQJ YLRODWLRQ RU LV D YLRODWLRQ LWVHOI
&DVH
&DVH
%HIRUH +'%
$IWHU +'%
9
%9
7DEOH +'% 6XEVWLWXWLRQ &RGH
%OXH 6LJQDO $,6 *HQHUDWRUV
7KHUH DUH WZR EOXH VLJQDO $,6 JHQHUDWRUV LQ WKLV GHYLFH
2QH 5%& VXEVWLWXWHV DQ DOOV VLJQDO RQ 5'$7$
RXWSXW 65'5 RU 53'$7$ DQG 51'$7$ 65'5
WRZDUG WKH WHUPLQDO HTXLSPHQW 7KH RWKHU 7%&
VXEVWLWXWHV D ELSRODU DOOV VLJQDO IRU WKH ELSRODU GDWD RXW
RI WKH WUDQVPLW FRQYHUWHU ZKLFK FDQ EH XVHG WR NHHS OLQH
UHSHDWHUV DFWLYH
/RRSEDFN 3DWKV
7KH ;57 GHYLFH KDV WKUHH LQGHSHQGHQW ORRSEDFN
SDWKV WKDW DUH DFWLYDWHG E\ FOHDULQJ WKH UHVSHFWLYH FRQWURO
LQSXWV /3 /3 RU /3 /RRSEDFN EULGJHV WKH GDWD
VWUHDP IURP WKH WUDQVPLW FRQYHUWHU WUDQVPLW FRQYHUWHU
LQFOXGHG WR WKH LQSXW RI WKH UHFHLYH FRQYHUWHU 7KLV
PDLQWHQDQFH ORRS LQFOXGHV PRVW RI WKH LQWHUQDO FLUFXLWU\
/RRSEDFN SURYLGHV D ORRSEDFN RI GDWD DQG UHFRYHUHG
FORFN IURP WKH ELSRODU LQSXWV 7 5 WR WKH ELSRODU
RXWSXWV RI WKH WUDQVPLW FRQYHUWHU 7 5 7KH UHFHLYH
IURQW HQG UHFHLYH 3// DQG WUDQVPLW GULYHU FLUFXLWU\ DUH DOO
H[HUFLVHG 7KH ORRS FDQ EH XVHG WR LVRODWH IDLOXUHV
EHWZHHQ V\VWHPV 7%& RYHUULGHV WKLV IXQFWLRQ
/RRSEDFN ORRSV WKH GDWD VWUHDP DV LQ ORRSEDFN EXW
E\SDVVHV WKH WUDQVPLW DQG UHFHLYH FRQYHUWHUV 7KH EOXH
VLJQDO $,6 FDQ EH WUDQVPLWWHG WR WKH OLQH ZKHQ LQ WKLV
ORRSEDFN
/RRSEDFNV DQG FDQ EH RSHUDWHG
VLPXOWDQHRXVO\ WR SURYLGH WUDQVPLVVLRQ ORRSV LQ ERWK
GLUHFWLRQV
&XUUHQW 3XOVHV
:LWK DOO RWKHU SLQV JURXQGHG FXUUHQW SXOVHV RI PD[LPXP
YDOXH DQG WLPH ZLGWKV DUH DOORZHG RQ WKH 75 DQG
75 SLQV ZLWKRXW GDPDJLQJ WKH GHYLFH DV VKRZQ LQ
7DEOH $OVR WR KHOS HQVXUH ORQJWHUP UHOLDELOLW\ WKH
DYHUDJH YDOXH RI D FXUUHQWSXOVH WUDLQ LV VSHFLILHG
3LQ
0D[ 9DOXH
:LGWK
$YJ 9DOXH
7 5
F P$
2V WR V
F P$
7 5
F P$
2V WR V
F P$
7DEOH 0D[LPXP $OORZDEOH &XUUHQW
;57
5HY
+DQGOLQJ 3UHFDXWLRQV
$OWKRXJK SURWHFWLRQ FLUFXLWU\ KDV EHHQ GHVLJQHG LQWR WKLV
GHYLFH SURSHU SUHFDXWLRQV VKRXOG EH WDNHQ WR DYRLG
H[SRVXUH WR HOHFWURVWDWLF GLVFKDUJH (6' GXULQJ
KDQGOLQJ DQG PRXQWLQJ (;$5 HPSOR\V D KXPDQERG\
PRGHO +%0 DQG D FKDUJHGGHYLFH PRGHO &'0 IRU
(6'VXVFHSWLELOLW\ WHVWLQJ DQG SURWHFWLRQ GHVLJQ
HYDOXDWLRQ (6' YROWDJH WKUHVKROGV DUH GHSHQGHQW RQ WKH
FLUFXLW SDUDPHWHUV XVHG WR GHILQH WKH PRGHO
1R
LQGXVWU\ZLGH VWDQGDUG KDV EHHQ DGRSWHG IRU WKH &'0
+RZHYHU D VWDQGDUG +%0 UHVLVWDQFH
FDSDFLWDQFH S) LV ZLGHO\ XVHG DQG WKHUHIRUH FDQ
EH XVHG IRU FRPSDULVRQ SXUSRVHV 7KH +%0 (6'
WKUHVKROG SUHVHQWHG KHUH ZDV REWDLQHG E\ XVLQJ WKHVH
FLUFXLW SDUDPHWHUV
+%0 (6' 7KUHVKROG
'HYLFH
9ROWDJH
;57
! 9
7DEOH
5HJXODWHG
+LJK 9ROWDJH
3RZHU
6XSSO\
&
)RU
'HYLFH
7HVWLQJ
5
5/
5
3
62&.(7
1RWHV
3
N9 WR N9 '& SRZHU VXSSO\
5
$W OHDVW 0: KLJKYROWDJH : FDUERQ FRPSRVLWLRQ
5/
+LJKYROWDJH N9 UHOD\ RI D ERXQFHOHVV W\SH PHUFXU\ZHWWHG RU HTXLYDOHQW
&
S) N9 FDSDFLWRU
5
: rr : FDUERQ FRPSRVLWLRQ S) VKXQW FDSDFLWDQFH
)LJXUH &LUFXLW 6FKHPDWLF RI +XPDQ%RG\ (6' 6LPXODWRU
;57
#0;
7LPLQJ &KDUDFWHULVWLFV
$OO GXW\F\FOH DQG WLPLQJ UHODWLRQVKLSV DUH LQ UHIHUHQFH WR D 77/ 9 WKUHVKROG OHYHO
/RVVRI&ORFN ,QGLFDWLRQ 7LPLQJ
7KH FORFN PXVW EH DEVHQW V WR JXDUDQWHH D ORVVRIFORFNLQGLFDWLRQ+RZHYHU D ORVVRIFORFNLQGLFDWLRQ FDQ RFFXU LI
WKH FORFN LV DEVHQW IRU DV OLWWOH DV 2V GHSHQGLQJ RQ WKH WLPLQJ UHODWLRQVKLS RI WKH LQWHUUXSWLRQ ZLWK UHVSHFW WR WKH WLPLQJ
F\FOH
7KH UHWXUQLQJ FORFN PXVW EH SUHVHQW 2V WR JXDUDQWHH D QRUPDO FRQGLWLRQ RQ WKH ORVVRIFORFNSLQ /2& +RZHYHU
WKH ORVVRIFORFNLQGLFDWLRQ FDQ UHWXUQ WR QRUPDO LPPHGLDWHO\ GHSHQGLQJ RQ WKH WLPLQJ UHODWLRQVKLS RI WKH VLJQDO UHWXUQ
ZLWK UHVSHFW WR WKH WLPLQJ F\FOH
7
G& WR HG& 9
9H ORDG FDSDFLWDQFH S)
6\PERO
'HVFULSWLRQ
0LQ
7\S
0D[
8QLW
W7&/7&/
7&/. &ORFN 3HULRG
QV
W7&+7&/
7&/. 'XW\ &\FOH
W7'97&/
'DWD 6HWXS 7LPH 7'$7$
WR 7&/.
QV
W7&/7'9
'DWD +ROG 7LPH 7&/. WR 7'$7$
QV
WU
&ORFN 5LVH 7LPH
QV
WI
&ORFN )DOO 7LPH
QV
W5&/5&/
5&/. 'XW\ &\FOH
W5&+5'9
'DWD +ROG 7LPH 5&/. WR 5'$7$ 9,2
QV
W5'95&+
'DWD 6HWXS 7LPH 5'$7$ 9,2 WR 5&/.
QV
W5&/5'9
3URSDJDWLRQ 'HOD\ 5&/. WR 5'$7$ 9,2
QV
7DEOH &ORFN 7LPLQJ 5HODWLRQVKLSV
4908
$ WROHUDQFH RI SSP
'$7$ IRU VLQJOHUDLO PRGH 73'$7$ DQG 71'$7$ IRU GXDOUDLO PRGH
5'$7$ DQG 9,2 IRU VLQJOHUDLO PRGH 53'$7$ DQG 51'$7$ IRU GXDOUDLO PRGH
;57
5HY
7,0,1* ',$*5$06 6LQJOH5DLO RU 'XDO5DLO /RJLF 0RGH
W7&/7&/
WU
WI
7&ON
7&
7'$7$ RU
73'$7$
71'$7$
7'
W7'97&/
)LJXUH 7UDQVPLW 7LPLQJ
W7&/7'9
W5&/5'9
WU
WI
5&ON
5&
5'$7$
9,2 RU
53'$7$
51'$7$
5'
)LJXUH 5HFHLYH 7LPLQJ
W5'95&+
W5&+5'9
;57
5HY
7,0,1* ',$*5$06 'XDO5DLO /RJLF 0RGH
W7&/7&/
WU
WI
7&ON
7&
73'$7$
71'$7$
7'
W7'97&/
)LJXUH 7UDQVPLW 7LPLQJ
W7&/7'9
W5&/5'9
WU
WI
5&ON
5&
5'$7$
9,2 RU
53'$7$
51'$7$
5'
)LJXUH 5HFHLYH 7LPLQJ
W5'95&+
W5&+5'9
$&7,9(
/2:
$&7,9(
/2:
;57
5HY
75$16)250(5 5(48,5(0(176
3DUW 1XPEHU
,VRODWLRQ 5DWLQJ
7XUQV 5DWLR
3(
9506
&7&7
3(
9506
&7
3(
9506
&7&7
7DEOH ,QSXW 7UDQVIRUPHU 5HTXLUHPHQWV
3DUW 1XPEHU
,VRODWLRQ 5DWLQJ
7XUQV 5DWLR
3(
9506
3(
9506
&7
3(
9506
&7
7DEOH 2XWSXW 7UDQVIRUPHU 5HTXLUHPHQWV
0DJQHWLF 6XSSOLHU ,QIRUPDWLRQ
3XOVH
7HOHFRP 3URGXFW *URXS
32 %R[
6DQ 'LHJR &$
7HO
)D[
1RWH
7KH XVHU LV XUJHG WR FRQVXOW WKH 7UDQVIRUPHU 0DQXIDFWXUHUV GDWD VKHHWV LQ RUGHU WR YHULI\ WKDW LW PHHWV DOO RI WKHLU V\VWHP
UHTXLUHPQHWV
;57
5HY
/($' 3/$67,& '8$/,1/,1(
0,/ 3',3
#0;
6<0%2/
0,1
0$;
0,1
0$;
,1&+(6
$
$
$
%
%
&
'
(
(
H
%6&
%6&
H
%6&
%6&
H
/
,
GG
GG
GG
GG
0,//,0(7(56
'
%
$
(
(
$
/
%
6HDWLQJ
3ODQH
,
H
&
$
1RWH 7KH FRQWURO GLPHQVLRQ LV WKH LQFK FROXPQ
H
H
;57
#0;
/($' 60$// 287/,1( - /($'
0,/ -('(& 62-
#0;
H
'
(
+
%
$
6HDWLQJ
3ODQH
$
6<0%2/
0,1
0$;
0,1
0$;
$
$
$
%
&
'
(
(
H
%6&
%6&
+
5
,1&+(6
0,//,0(7(56
1RWH 7KH FRQWURO GLPHQVLRQ LV WKH LQFK FROXPQ
$
&
5
(
;57
#0;
1RWHV
;57
#0;
1RWHV
;57
#0;
127,&(
(;$5 &RUSRUDWLRQ UHVHUYHV WKH ULJKW WR PDNH FKDQJHV WR WKH SURGXFWV FRQWDLQHG LQ WKLV SXEOLFDWLRQ LQ RUGHU WR LP
SURYH GHVLJQ SHUIRUPDQFH RU UHOLDELOLW\ (;$5 &RUSRUDWLRQ DVVXPHV QR UHVSRQVLELOLW\ IRU WKH XVH RI DQ\ FLUFXLWV GH
VFULEHG KHUHLQ FRQYH\V QR OLFHQVH XQGHU DQ\ SDWHQW RU RWKHU ULJKW DQG PDNHV QR UHSUHVHQWDWLRQ WKDW WKH FLUFXLWV DUH
IUHH RI SDWHQW LQIULQJHPHQW &KDUWV DQG VFKHGXOHV FRQWDLQHG KHUH LQ DUH RQO\ IRU LOOXVWUDWLRQ SXUSRVHV DQG PD\ YDU\
GHSHQGLQJ XSRQ D XVHUV VSHFLILF DSSOLFDWLRQ :KLOH WKH LQIRUPDWLRQ LQ WKLV SXEOLFDWLRQ KDV EHHQ FDUHIXOO\ FKHFNHG
QR UHVSRQVLELOLW\ KRZHYHU LV DVVXPHG IRU LQDFFXUDFLHV
(;$5 &RUSRUDWLRQ GRHV QRW UHFRPPHQG WKH XVH RI DQ\ RI LWV SURGXFWV LQ OLIH VXSSRUW DSSOLFDWLRQV ZKHUH WKH IDLOXUH RU
PDOIXQFWLRQ RI WKH SURGXFW FDQ UHDVRQDEO\ EH H[SHFWHG WR FDXVH IDLOXUH RI WKH OLIH VXSSRUW V\VWHP RU WR VLJQLILFDQWO\
DIIHFW LWV VDIHW\ RU HIIHFWLYHQHVV 3URGXFWV DUH QRW DXWKRUL]HG IRU XVH LQ VXFK DSSOLFDWLRQV XQOHVV (;$5 &RUSRUDWLRQ
UHFHLYHV LQ ZULWLQJ DVVXUDQFHV WR LWV VDWLVIDFWLRQ WKDW D WKH ULVN RI LQMXU\ RU GDPDJH KDV EHHQ PLQLPL]HG E WKH
XVHU DVVXPHV DOO VXFK ULVNV F SRWHQWLDO OLDELOLW\ RI (;$5 &RUSRUDWLRQ LV DGHTXDWHO\ SURWHFWHG XQGHU WKH FLUFXP
VWDQFHV
&RS\ULJKW (;$5 &RUSRUDWLRQ
'DWDVKHHW 0D\
5HSURGXFWLRQ LQ SDUW RU ZKROH ZLWKRXW WKH SULRU ZULWWHQ FRQVHQW RI (;$5 &RUSRUDWLRQ LV SURKLELWHG